—Financial Advisory & Consulting
Fundraising & Investor Readiness Advisory
Investor pitch financials, valuation support, term-sheet review and data-room preparation.
Handled by a practising Chartered Accountant or Company Secretary.
Scope of work
Investor pitch financials, valuation support, term-sheet review and data-room preparation.
Key deliverables
- Investor materials
- data room
- term-sheet notes
Governing law
Companies Act, 2013; FEMA
Frequency
As required
REGISTRATION ONLY
Fundraising & Investor Readiness Advisory
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- Investor materials
- data room
- term-sheet notes
REGISTRATION + COMPLIANCE CARE
Fundraising & Investor Readiness Advisory + Compliance Care
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+ ₹9,599/yr for year-one ROC compliance
- Investor materials
- data room
- term-sheet notes
- Financial statements in Schedule III format
- Board report and AGM notice
- Filed AOC-4 with SRN
- Filed MGT-7 / MGT-7A with SRN
- Board and AGM minutes
500+
Companies incorporated
100%
CA/CS-signed filings
4.8/5
Founder rating
—A closer look
Understanding investor readiness
Everything below is written for founders preparing to raise money — what investors check, how to get your numbers and compliance ready, and how to run a smoother process.
What is fundraising and investor readiness advisory?
Raising money takes more than a pitch deck. Before investors commit, they test the business's numbers, compliance, and legal foundations through due diligence. Investor readiness is getting all of that in order before you start — a credible financial model, clean accounts and cap table, up-to-date filings, and an organised data room.
Founders who are ready close faster, negotiate from a stronger position, and avoid last-minute price cuts or delays when problems surface.
The key terms
What a fundraise involves:
- Pitch deck
- The presentation explaining the problem, solution, market, traction, team, and the ask.
- Financial model
- Projections and unit economics supporting the ask and valuation.
- Data room
- An organised, access-controlled folder of documents investors review during diligence.
- Term sheet
- A non-binding summary of key terms: valuation, instrument, investor rights, and conditions.
- Due diligence
- Investors' review of financials, tax, legal, and compliance before investing.
- Conditions precedent
- Things that must be done before the money is released, often including fixing compliance gaps.
- Use of funds
- How the money will be spent, and the milestones it will reach.
A simple example
A Hyderabad B2B SaaS startup plans a ₹15 crore Series A. Three months ahead, it reconciles its MIS to its audited accounts, files two years of pending share allotment returns, registers for Professional Tax, and sets up a data room. Its financial model is rebuilt around cohort retention data. When the lead investor's diligence team arrives, most requests are answered from the data room on the first day. Diligence takes three weeks instead of three months, with no price renegotiation.
Why it matters
Readiness affects both the outcome and the timeline:
- Faster closes
- Organised information shortens diligence.
- Better terms
- Clean diligence avoids price cuts and extra protections for investors.
- Credibility
- Numbers that reconcile build investor confidence.
- Fewer conditions
- Fixing issues beforehand avoids conditions that delay the money.
- Founder focus
- A well-run process leaves founders more time for the business.
- Regulatory compliance
- Share issues and foreign investment need proper filings — gaps block rounds.
- Future rounds
- Each round builds on the last. Clean records now make the next one easier.
Who is this for?
- Founders preparing for angel, seed, or Series A rounds
- Startups with messy early records to clean up
- Founders raising from foreign investors
- Companies preparing for strategic investment
- Businesses considering private equity
We don't act as a broker or promise introductions to investors. Our role is getting you ready and supporting the process.
Investor readiness workstreams
The main areas to get ready:
| Aspect | Financial | Compliance | Legal & equity | Story |
|---|---|---|---|---|
| Covers | Accounts, MIS, model, unit economics | ROC, tax, GST, labour filings | Cap table, founder agreements, IP, contracts | Deck, narrative, use of funds |
| Common gaps | MIS not reconciled to accounts | Pending filings, TDS gaps | Missing vesting, unassigned IP | Unclear use of funds |
| Fix before raising? | Yes | Yes | Yes | Yes |
What we'll need from you
- Financials
- Audited accounts and current management accounts.
- Metrics
- Operating metrics like revenue, customers, churn, and cohorts.
- Corporate records
- Incorporation documents, cap table, and MCA filings.
- Contracts
- Key customer, vendor, and employment contracts.
- Tax records
- Returns and any notices.
- Plans
- The amount, timing, and use of funds.
Advisory is quoted per engagement, depending on the stage and scope.
How we get you ready
Our approach:
- 1
Readiness review
We review financial, compliance, and legal foundations against what investors check.
- 2
Fix gaps
Pending filings, reconciliations, and cap table issues are fixed.
- 3
Build the model
The financial model and unit economics are built or refreshed.
- 4
Set up the data room
Documents are organised in the structure investors expect.
- 5
Support the process
We help answer diligence questions and review term sheets' financial and tax aspects.
- 6
Close and file
Post-closing filings and cap table updates are completed.
After the round closes
Keeping investors confident:
- Complete filings
- Allotment and foreign investment filings within deadlines.
- Investor reporting
- Monthly or quarterly updates as agreed.
- Board governance
- Regular board meetings with proper papers and minutes.
- Use funds as planned
- Track spending against the use-of-funds plan.
- Maintain the data room
- Keep it current for the next round.
- Stay compliant
- Keep filings and tax current.
Benefits and responsibilities
Benefits
- Issues fixed before investors find them
- A credible model and reconciled numbers
- An organised data room
- A faster, smoother diligence
- Clean records for future rounds
Responsibilities
- Start preparing months before raising
- Share all issues openly
- Fix compliance gaps promptly
- Keep metrics consistent and honest
- Respond to diligence requests quickly
- Report to investors after closing
—FAQ
Questions founders actually ask us
Ideally three to six months before you plan to raise. Fixing compliance gaps and reconciling numbers takes time, and it's much harder in the middle of diligence.